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PECB Exam GDPR Topic 2 Question 9 Discussion

Actual exam question for PECB's GDPR exam
Question #: 9
Topic #: 2
[All GDPR Questions]

Scenario 3:

COR Bank is an international banking group that operates in 31 countries. It was formed as the merger of two well-known investment banks in Germany. Their two main fields of business are retail and investment banking. COR Bank provides innovative solutions for services such as payments, cash management, savings, protection insurance, and real-estate services. COR Bank has a large number of clients and transactions. Therefore, they process large information, including clients' personal dat

a. Some of the data from the application processes of COR Bank, including archived data, is operated by Tibko, an IT services company located in Canada. To ensure compliance with the GDPR, COR Bank and Tibko have reached a data processing agreement Based on the agreement, the purpose and conditions of data processing are determined by COR Bank. However, Tibko is allowed to make technical decisions for storing the data based on its own expertise. COR Bank aims to remain a trustworthy bank and a long-term partner for its clients. Therefore, they devote special attention to legal compliance. They started the implementation process of a GDPR compliance program in 2018. The first step was to analyze the existing resources and procedures. Lisa was appointed as the data protection officer (DPO). Being the information security manager of COR Bank for many years, Lisa had knowledge of the organization's core activities. She was previously involved in most of the processes related to information systems management and data protection. Lisa played a key role in achieving compliance to the GDPR by advising the company regarding data protection obligations and creating a data protection strategy. After obtaining evidence of the existing data protection policy, Lisa proposed to adapt the policy to specific requirements of GDPR. Then, Lisa implemented the updates of the policy within COR Bank. To ensure consistency between processes of different departments within the organization, Lisa has constantly communicated with all heads of GDPR. Then, Lisa implemented the updates of the policy within COR Bank. To ensure consistency between processes of different departments within the organization, Lisa has constantly communicated with all heads of departments. As the DPO, she had access to several departments, including HR and Accounting Department. This assured the organization that there was a continuous cooperation between them. The activities of some departments within COR Bank are closely related to data protection. Therefore, considering their expertise, Lisa was advised from the top management to take orders from the heads of those departments when taking decisions related to their field. Based on this scenario, answer the following Questio n:

Questio n:

Based on scenario 3, Lisa was advised to take orders from the heads of other departments. Is this acceptable under GDPR?

Show Suggested Answer Hide Answer
Suggested Answer: C

Under Article 38(3) of GDPR, the DPO must operate independently, without receiving instructions regarding the execution of their tasks. A DPO should not be pressured or influenced by the organization when assessing data protection compliance.

Option C is correct because GDPR explicitly states that DPOs must act independently.

Option A is incorrect because no department heads should interfere with the DPO's decisions.

Option B is incorrect because DPOs should not take orders on GDPR matters.

Option D is incorrect because DPOs must not be influenced by management, even if they provide general compliance guidance.


GDPR Article 38(3) (DPO independence)

Recital 97 (DPO's autonomy and protection from pressure)

Contribute your Thoughts:

Rebecka
7 days ago
The DPO should be an independent role, not just another cog in the corporate machine. Letting department heads call the shots defeats the whole purpose of having a DPO.
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Phung
9 days ago
Taking orders from department heads? That's like asking a traffic cop to take orders from the drivers they're trying to ticket. Not a good idea at all.
upvoted 0 times
Dorethea
3 days ago
A) Yes, only heads of departments within a financial institution are allowed to give orders to the DPO.
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