Finra Exam Series-7 Topic 4 Question 69 Discussion

Actual exam question for Finra's Series-7 exam

Question #: 69
Topic #: 4

[All Series-7 Questions]

Which of the following is not found in the final prospectus?

Aa statement as to possible stabilization by the manager

Bthe public offering price

Ca copy of the underwriting agreement

Da statement that the SEC neither approves nor disapproves of the issue

Show Suggested Answer

Suggested Answer: D

predictions of recession in the economy. All of the other choices are technical market indicators. An economic forecast is ''fundamental'' market data.

by Bernardo at Apr 21, 2023, 08:09 PM

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Jill

1 months ago

I bet the prospectus is as exciting as watching paint dry. But hey, at least it's not as boring as watching grass grow!

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Emmanuel

1 months ago

This is a tricky one! I'm going to go with B - the public offering price. That's usually determined after the final prospectus is filed.

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Shawna

5 days ago

I'm going with C) a copy of the underwriting agreement.

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Carey

9 days ago

I think it's A) a statement as to possible stabilization by the manager.

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Nilsa

2 months ago

I've been studying this topic, and I'm pretty sure the answer is A - a statement as to possible stabilization by the manager. That's typically not included in the final prospectus.

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Sophia

1 days ago

Good job on studying the topic! It's important to know what is typically included in a final prospectus.

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Renay

16 days ago

Yes, that's correct. The final prospectus usually includes the public offering price, a copy of the underwriting agreement, and a statement that the SEC neither approves nor disapproves of the issue.

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Kristel

19 days ago

I think you're right, A) a statement as to possible stabilization by the manager is not found in the final prospectus.

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Ammie

2 months ago

I'm not sure about this one. Maybe the answer is D - a statement that the SEC neither approves nor disapproves of the issue? That seems like something that wouldn't be in the final prospectus.

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Devora

16 days ago

User 3: Definitely, D is the odd one out compared to the other options.

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Eugene

1 months ago

User 2: Yeah, I agree. It doesn't seem like something that would be included in there.

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Pete

1 months ago

User 1: I think you're right, D does sound like it wouldn't be in the final prospectus.

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Nieves

2 months ago

Hmm, I think the correct answer is C - a copy of the underwriting agreement. The prospectus doesn't usually include that.

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Lynette

1 days ago

I agree, the underwriting agreement is not typically included in the final prospectus.

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Elmer

4 days ago

It's crucial for investors to review the prospectus carefully before making any decisions.

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Lonny

6 days ago

Yes, the prospectus usually contains key details about the offering.

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Buddy

18 days ago

I think it's important to focus on the information that is relevant to investors.

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Lorean

25 days ago

That's correct, the underwriting agreement is not typically found in the final prospectus.

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Latosha

28 days ago

I agree, the underwriting agreement is not usually included in the final prospectus.

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Gearldine

1 months ago

I agree, the underwriting agreement is not typically included in the final prospectus.

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Desmond

2 months ago

Hmm, I see your point. It's important to carefully review each option before making a decision.

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Leota

2 months ago

I disagree, I believe the correct answer is A) a statement as to possible stabilization by the manager.

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Desmond

2 months ago

I think the answer is C) a copy of the underwriting agreement.

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