Finra Exam Series-7 Topic 4 Question 69 Discussion

Actual exam question for Finra's Series-7 exam

Question #: 69
Topic #: 4

[All Series-7 Questions]

Which of the following is not found in the final prospectus?

Aa statement as to possible stabilization by the manager

Bthe public offering price

Ca copy of the underwriting agreement

Da statement that the SEC neither approves nor disapproves of the issue

Show Suggested Answer

Suggested Answer: D

predictions of recession in the economy. All of the other choices are technical market indicators. An economic forecast is ''fundamental'' market data.

by Bernardo at Apr 21, 2023, 08:09 PM

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Nieves

8 days ago

Hmm, I think the correct answer is C - a copy of the underwriting agreement. The prospectus doesn't usually include that.

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Desmond

13 days ago

Hmm, I see your point. It's important to carefully review each option before making a decision.

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Leota

14 days ago

I disagree, I believe the correct answer is A) a statement as to possible stabilization by the manager.

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Desmond

18 days ago

I think the answer is C) a copy of the underwriting agreement.

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