AAFM Exam CWM_LEVEL_2 Topic 5 Question 80 Discussion

Actual exam question for AAFM's CWM_LEVEL_2 exam

Question #: 80
Topic #: 5

Section B (2 Mark)

Which of the following statement is correct w.r.t to the obligations of an Investment Advisor Registered under SEBI Investment Advisor Regulations 2013.

AI, II and III

BI, II, and IV

CI, II, III and IV

DII, III and IV

Show Suggested Answer

Suggested Answer: B

by Ora at Jun 24, 2024, 11:11 PM

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Lettie

2 months ago

The exam should really test how well you can dodge questions about conflicts of interest. That's the true mark of a successful Investment Advisor.

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Margurite

3 days ago

B) I, II, and IV

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Marica

5 days ago

I totally agree, being able to navigate conflicts of interest is a crucial skill for an Investment Advisor.

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Vilma

17 days ago

A) I, II and III

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Eric

2 months ago

Option D, no doubt. After all, who needs to worry about conflicts of interest or disclosing material information when you're an Investment Advisor? That's just for the boring folks.

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Franchesca

8 days ago

I agree with you, option D is the way to go. Let's not worry about those boring obligations.

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Deeann

9 days ago

I disagree, I think it's important for Investment Advisors to disclose material information. Option C seems like the right choice.

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Loreta

12 days ago

I think option D is the correct answer too. Who needs to worry about conflicts of interest anyway?

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Rasheeda

2 months ago

I don't know, this question is making my head spin. Maybe I should have stuck to investing in cat memes instead of studying for this exam.

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Makeda

9 days ago

Let's keep practicing, we'll get the hang of it eventually.

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Jacki

16 days ago

I agree, the obligations of an Investment Advisor can be tricky to remember.

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Miles

17 days ago

I think the correct answer is C) I, II, III and IV.

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Ciara

2 months ago

Don't worry, I find these regulations confusing too.

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Carry

2 months ago

Hmm, I'm leaning towards option C. Why exclude obligation III when it's clearly a requirement for an Investment Advisor? Better to play it safe and cover all the bases.

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